Laura Arias, Petitioner,
v.
The Industrial Claim
Appeals Office of the State of
Colorado,
Department of Labor and Employment, and
Sung W. Oh, d/b/a Dunkin
Donuts, Respondents.
No. 92CA0491.
850 P.2d 161
Colorado
Court of Appeals,
Div. III.
Feb. 25, 1993.
Ann M. la Plante, Greeley, for petitioner.
Gale A. Norton, Atty. Gen., Raymond T. Slaughter, Chief Deputy
Atty. Gen., Timothy M. Tymkovich, Sol. Gen., John D. Baird, Asst.
Atty. Gen., Denver, for respondents Industrial Claim Appeals Office
and Dept. of Labor and Employment.
No appearance for respondent Sung W. Oh, d/b/a Dunkin Donuts.
CRISWELL, Judge.
Laura Arias (claimant) seeks review of a final order of the
Industrial Claim Appeals Office (Panel) which disqualified her from
the receipt of unemployment compensation benefits. She argues that
the Administrative Law Judge (ALJ) denied her procedural due process
rights by failing to ask if she desired to present any witnesses and
that the ALJ and the Panel applied the wrong legal standard in
determining that a change in her working conditions was not
substantial. We affirm.
Claimant was employed by a Dunkin Donut franchisee as a donut
finisher for about 21 months before her termination. For some time,
she and another employee had worked the late shift from 10:00 p.m.
until 6:00 a.m.
About six weeks before her termination, a new owner bought the
franchise at which claimant was employed. This new owner concluded
that, because only about 5% of the sales occurred on the late night
shift, it was unnecessary to have that shift manned by two
employees. The other employee was, therefore, assigned to another
shift, and claimant thereafter became solely responsible for
performing the duties that the two employees had performed
previously. According to the new owner's undisputed testimony, which
was accepted by the ALJ, it is normal among similar franchises to
use only one employee on such a shift.
After working this shift alone for about 30 days, and after being
refused a raise in pay, claimant quit without giving a reason. When
she applied for unemployment compensation benefits, however, she
asserted that her voluntary termination resulted from a substantial
change in her working conditions caused by her being required to
work alone on the late night shift. Although another employee was
physically present to bake the donuts, claimant asserted that,
because she was required to wait on customers during this shift, she
could not complete her donut-finishing work.
After an evidentiary hearing, the ALJ determined that the
conditions under which claimant was required to work were
"reasonable and normal for the industry." Hence, he concluded that
claimant's benefits were required to be reduced pursuant to Sec.
8-73-108(5)(e)(I), C.R.S. (1986 Repl.Vol. 3B).
I.
We reject claimant's procedural due process assertions.
The record here is undisputed that the notice of hearing received
by claimant specifically advised her of her right to present the
testimony of witnesses at the hearing. And, claimant does not assert
that she was unaware of her right in that respect.
The record does not disclose that the ALJ specifically asked
either party whether there were additional witnesses to be
presented. However, on several occasions before the hearing was
closed, the ALJ inquired whether the parties had anything further to
present, and claimant responded in the negative.
The information contained in claimant's post-hearing appeal and
affidavit was not presented to the ALJ and, therefore, cannot
properly be considered by the Panel or this court. Section
8-74-104(2), C.R.S. (1986 Repl.Vol. 3B); Clark v. Colorado State
University, 762 P.2d 698 (Colo.App.1988).
However, even that information merely notes that, before the
hearing commenced, the employer was asked "whether he had brought
anybody else with him to the hearing." This statement could well
have referred to a hearing representative, rather than to a witness.
Finally, claimant admits that she knew of her right to call
witnesses, had a witness accompany her to the hearing, but "got
nervous at the hearing and did not realize" that the ALJ should have
been informed of that fact.
Under these circumstances, the record does not reflect that
claimant's due process rights were infringed upon by the ALJ.
II.
We also reject claimant's argument that the Panel applied the
wrong legal standard to her circumstances.
Section 8-73-108(4)(c), C.R.S. (1986 Repl.Vol. 3B) provides that
an employee is entitled to a full award of benefits if the
employment termination results from "unsatisfactory or hazardous
working conditions when so determined by the division [of employment
and training]." In determining whether unsatisfactory conditions
exist, the division is enjoined to consider a number of factors,
including "the working conditions of workers engaged in the same or
similar work for the same and other employers in the locality...."
In a somewhat parallel provision, Sec. 8-73-108(4)(d), C.R.S.
(1986 Repl.Vol. 3B) provides that a full award is also justified if
the employee's termination results from "[a] substantial change in
the worker's working conditions...." However, it is provided that no
substantial change in working conditions can be determined to exist
if, after any change, the conditions that then prevail "are those
generally prevailing for workers performing the same or similar
work."
It is conceded that, in determining the existence of
"unsatisfactory or hazardous conditions" under Sec. 8-73-108(4)(c),
the division must look to the conditions prevailing among other
employees of like employers. Claimant argues, however, that, because
Sec. 8-73-108(4)(d), unlike Sec. 8-73-108(4)(c), does not use the
phrase "for the same or other employers," the division can compare a
particular employee's working conditions only with the employees of
the same employer in determining whether that employee's conditions
have undergone a substantial change. We disagree.
From the face of these two provisions, we can discern only a
single intent. If an employee asserts that the employment
termination results either from unsatisfactory conditions or from a
substantial change in conditions, the General Assembly intended that
a full award would be granted only if the conditions complained
about were less favorable to the employee than those prevailing
among similar workers within the locality.
Indeed, any interpretation of Sec. 8-73-108(4)(d) that permitted
the division to compare a terminated employee's working conditions
only with the conditions of employees of the same employer would
lead to absurd results.
On the one hand, an employee whose working conditions were
changed so that they were substantially below local industry
standards, would be denied benefits if it could be demonstrated that
the same employer's other employees were also treated in such a
miserly fashion. Under such interpretation, an employee would be
entitled to benefits only if it could be established that the
employee's termination resulted from the employer's discrimination
against that employee. Nothing within either this particular
legislative provision or the Employment Security Act as a whole
permits the conclusion that it was intended to impose such an
onerous burden upon a terminated employee. See Hellen v.
Industrial Commission, 738 P.2d 64 (Colo.App.1987).
Conversely, under such a restrictive interpretation of the
pertinent statute, an employee who continued to enjoy benefits
greater than those enjoyed by similar workers in the local industry
generally, even after a change in some of that employee's working
conditions, could voluntarily quit the job and receive a full award
of benefits, if that employee's conditions were not the same as his
fellow employees. However, as we read the statute, this is precisely
the specter that Sec. 8-73-108(4)(d) was intended to prevent.
In short, whether it be "unsatisfactory conditions" under Sec.
8-73-108(4)(c) or the "conditions that prevail" after a change under
Sec. 8-73-108(4)(d), the comparison, in either case, must include
employees engaged in the same or similar work in the locality,
whether employed by the same or by other employers.
The opinion in Collins v. Industrial Claims Appeals Office,
813 P.2d 804 (Colo.App.1991) does not demand a contrary conclusion.
While that opinion refers to the finding of the hearing officer that
all employees of the employers were subjected to similar changes in
pay and working conditions, the basis for the decision in that case
was that the claimant had accepted the changes. See Jennings v.
Industrial Commission, 682 P.2d 518 (Colo.App.1984). The issue
decided here was not discussed in Collins.
Hence, because the Panel and the ALJ applied the standard that we
find to be proper under Sec. 8-73-108(4)(d), the Panel's decision is
entitled to affirmance.
Order affirmed.
Rothenberg and Smith*, JJ., concur.
* Sitting by assignment of the Chief Justice under provisions
of the Colo. Const. art. VI, Sec. 5(3), and Sec. 24-51-1105, C.R.S.
(1988 Repl.Vol. 10B).